Expertise

Capital Markets

Advancing commercial objectives

Our Capital Markets team brings deep market knowledge and experience working with public and private companies, fund managers and the corporate finance teams that advise them. With expertise in growth capital across public and private markets, we advise companies and the investors that invest in them on advancing their commercial objectives through public and private market investments, acquisitions and exits, while effectively managing stakeholder and regulatory considerations.

Our Services

  • All stages of private capital raising
  • IPOs and pre-IPO funding rounds
  • Subscription, shareholders and related agreements
  • Complex equity instruments for convertible and other preference securities
  • Secondary capital raisings for ASX-listed entities (including rights issues)
  • Dividend reinvestment plans
  • Employee equity incentive plans
  • ASX listing rule compliance
Our Services

Supporting growth through Capital Markets

As a trusted legal representative of choice, we advise ASX-listed issuers, lead managers and underwriters on public market transactions and investors, financial sponsors and issuers on private market capital raisings.

We understand the unique balance companies and private equity funds must strike between managing existing operations and pursuing organic and inorganic growth. Our expertise spans shareholding, tax, investment, change of control and financing. With a long-term view of setting a strong foundation for future activity, we also leverage deep relationships across the national financing market to add value beyond legal advice.

Sarah Chia, Director
Sarah ChiaDirector

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Sam Christie, Director
Sam ChristieDirector

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Alyce Ricciardi, Director
Alyce RicciardiDirector

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Key people

Our national team has deep experience in Mergers and Acquisitions, Capital Markets, Finance, Investment Funds, Property, Projects and Infrastructure and Dispute Resolution.

A proven track record at scale

Led by Alyce Ricciardi Alyce Ricciardi
Led by James Burchnall James Burchnall Nicholas Cardone Nicholas Cardone
Led by Nick Brown Nick Brown Stefan Harris Stefan Harris
Led by Stefan Harris Stefan Harris Michael Garry Michael Garry
Led by Michael Chrisohoou Michael Chrisohoou
Led by David Mitchell David Mitchell
Led by David Mitchell David Mitchell
Led by Sam Christie Sam Christie
Led by David Mitchell David Mitchell
Led by James Burchnall James Burchnall Sam Christie Sam Christie
Led by Michael Chrisohoou Michael Chrisohoou
Led by John Kain John Kain Alyce Ricciardi Alyce Ricciardi
Gerry Cawson's client service is strong. He is highly networked, very commercial and a great communicator. He is one of the best lawyers that I've come to work with.
Michael Garry's client service, commercial vision and sophistication is very strong. He has assisted us very well on specialised matters to achieve great outcomes.